Huatai Futures

Huatai Futures Co., Ltd. (“Huatai Futures”) was established on March 28th, 1994. As a subsidiary of Huatai Securities (stock code: 601688.SH, 6886.HK), Huatai Futures has registered capital of 2.939 billion RMB with major business scoped in commodity and financial futures brokerage, futures investment consultancy, asset management and investment fund. Huatai Futures is one of the first batch of futures commission merchants (“FCM”) in China and also one of pilot FCMs approved for innovative business operations in futures investment consultancy, asset management and risk management. Huatai is the member of the China Futures Association (“CFA”) council, comprehensive clearing member of China Financial Futures Exchange (“CFFEX”), member of Shanghai International Energy Exchange and member of three China’s commodity futures exchanges: Shanghai Futures Exchange (“SHFE”), Dalian Commodity Exchange (“DCE”) and Zhengzhou Commodity Exchange (“ZCE”).

Huatai Futures has established 9 branches and 42 business offices in Beijing, Shanghai, Shenzhen, Guangzhou, Chengdu, Dalian, Zhengzhou, Hangzhou, as well as Nanjing across the country. Simultaneously, relying on Huatai Securities, it has established a service network with more than 200 business outlets throughout the country. Furthermore, it has established three onshore sub-companies, including Huatai Great Wall Capital Management Co., Ltd., Huatai Great Wall Investment Management Co., Ltd, Huatai Great Wall International Trade Co., Ltd., and three offshore sub-companies, including Huatai Capital Management(Hong Kong) Limited，Huatai（Hong Kong）Futures Limited., and Huatai Financial USA Inc.

Taking the opportunity of China's financial system reform and the development of multi-level capital markets, Huatai Futures aims to serve the development of the real economy and meet the demand of wealth management, and is committed to becoming a leading domestic brokerage service provider and risk management expert. Moreover, Huatai Futures actively practices the corporate culture of "refinement, collaboration, steadfastness, responsibility", adheres to the core values of "efficiency, integrity, stability, and innovation", as well as the business philosophy of "customer service centered and customer demand oriented", striving to achieve a harmonious unity of being responsible to customers, shareholders, employees, as well as the society.