Huatai Futures brokerage service thrives on its business chain of diversified products catering for the clients’ various needs. It combines the resources of all business lines and interfaces Huatai Securities in the manner of introducing brokers to provide its clients tailored financial services, featuring with full life-cycle, efficient, top-notch, diversified and one-stop-shop wealth management.

Wealth Management Services

With business ramified in asset management, risk management and fund distribution, Huatai futures is capable of supplying diversified products into its brokerage service platform, offering rich choices of product lines to match the clients’ wealth management needs.

Huatai Futures set up wealth management center to focus on serving hedge funds and high net-capitalized clients with diversified wealth management service models.

Huatai Futures provide hedge fund clients prime brokerage service combining product design, consultancy, strategy support, technical protection and brand promotion.

Huatai Futures deliver services to high net-capitalized clients containing asset allocation consultancy, comprehensive market data analysis, financial asset risk management and rapid trading channels.

Financial Institution Services

Huatai Futures has established three financial service departments in Beijing, Shanghai, and Shenzhen focusing on business cooperation and channel construction with financial institutions in the area of fund investment, insurance, banking, trust, securities, QFII and private hedge fund etc. With strong support from its research institute and extensive resources shared with Huatai Securities, Huatai Futures have provided services covering market expansion, investment research, product design, information technology support and general operations for over a hundred financial institutions.

Huatai Futures provide comprehensive and customized services including fundamental and quantitative research, strategy development, project customization and subject roadshow.

Huatai Futures offer designs and developments of various financial instruments including futures, option on futures, fund of funds (“FOF”) and manager of managers (“MOM”).

Huatai Futures support general sale, information technology supply, fast account opening and hedging quota application etc.

Industrial Institution Services

Huatai Futures has established an industrial institution service department specializing in an overall planning service for industrial clients. By collaborating with its research institute and risk management subsidiary firm, Huatai futures is able to provide professional and diversified service to the front line industrial institutions full-chain service covering cash management, price management, inventory management and risk management.

Huatai Futures provide tailored professional hedging strategies and risk management programs instrumenting with option and other derivative tools.

Huatai Futures offer customized investment and financing services along with cash management tools and operational management programs.

To enhance its service, Huatai Futures host investor education events with domestic and foreign exchanges and assist clients applying for exchange authorized warehouses.

While setting foot on integrating into the full-service chain of Huatai Securities Group, Huatai Futures hold strong belief in innovation and accentuate product design, active management, team construction and brand promotion. Huatai Futures is devoted to satisfying different clients’ needs by keep enriching product portfolios. Huatai Futures aim to establish an asset management platform supporting product design, investment operations, risk control and operations management.

Active Management Funds

We provide futures asset management plans with competitive advantages, based on the characteristics of futures and derivatives.

Investment Advisor Funds

We engage excellent managers with investment advisor qualifications at home and abroad to provide professional investment advice for futures asset management plans.

Fund-of-funds

We select funds and create fund products from comprehensive and stable funds, based on the concept of asset allocation.

Huatai Great Wall Capital Management Co., Ltd., our risk management subsidiary, has an excellent market maker team that responds to inquiries about options and other derivatives based on customer needs, and accepts the trading requirements of public investors at current price, that is, the team concludes a transaction with the investor in the capacity of a market maker as the counterparty, so that the client does not have to wait for the appearance of the counterparty

Exchange-traded Options and Futures Market Make: Among the first market makers for DCE soybean meal options, ZCE white sugar options and INE crude oil futures

OTC Options Market Make: Huatai Great Wall Capital Management Co., Ltd. has maintained an absolute leading position in the past two years, with industrial customer transactions accounting for over 90%, thus creating a professional brand of OTC options. The application scope of OTC options includes: commodity options hedging transactions, warehouse receipts pledge for financing and credit enhancement, “insurance + futures” business, structural trading and commodity swap.

Basis Trading

Taking the arbitrage opportunities between forward price and the spot price, carry out basis trading to achieve low-risk return.

By pooling all the advanced resource, we set up three professional teams in the black metal, non-ferrous metal, and agricultural products separately. Thereinto, the black metal team has a relatively strong market influence.

Warehouse Receipt Business

Taking the advantages of futures delivery capability and information platform of our subsidiary, we offer services for unmatched warehouse and brand levels, warehouse pricing and unreasonable price basis for spot-goods traders. Basing on running warehouse receipts pledging business with bank’s and our own funds, we developed securitization products collateralized by the future cash flow of the warehouse receipts.

Cooperation Hedge

Offer various hedging services to industry customers. Provide liquidity for clients when fund shortages occurring, within the regulations and risks.

Insurance & Futures

An insurance company issues price protection insurance to farmers for their crops. By a back-to-back transaction, the insurance company can transfer the aggregate price risk to the options seller. In effect, the options seller provides a re-insurance to the insurance company.

With focus on the combination of research and transactional services, we have established a research expert system combining “one institute, three centers and multiple research departments for seven investment varieties” with dozens of external professional consultants. Based on the derivatives market, we focus on in-depth industry research, gain much market influence in field research and closed-door meetings, and facilitate intelligent research in close integration with big data.

Asset Allocation

Industry Research

Quantitative Research

Institutional services

1.Our sell side research services are based on our profound understanding of buyers’ needs. According to our clients’ needs, we provide different types of services to our professional and institutional clients.

2.Services provided to professional clients:

• (1) Research Reports.
• (2) Weekly Focus video meetings.

3.Services providing to institutional clients:

• (1) Internal Strategic Meetings.
• (2) Entrusted Research. We accept consignation from clients on specific research topics, providing research or outsourcing research services.
• (3) Institution Roadshows. According to our clients’ needs and market conditions, Roadshows will be specifically designed for certain topics, including market hotspot analyzing, tracking investment opportunities, important topics, and special report.
• (4) In-depth research on commodities. We provide Global Energy In-depth Research services, which is supported by a global view on Energy Fundamentals.
• (5) Investment Strategy services. This service includes customized and active market strategies.